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09 Mar. 2026 SEC fines Canaccord Genuity $20m for failing to file 150 suspicious activity reports [more]
Matthias Knab, Opalesque: The U.S. Securities and Exchange Commission (SEC) has ordered Canaccord Genuity LLC to pay a $20 million civil penalty after finding the broker-dealer failed to file approximately 150 suspicious activity reports (SARs) related to its equity trading businesses over a thre
06 Mar. 2026 AI for (mature) investors [more]
By Opalesque: Howard Marks, co-chairman of Oaktree Capital, wrote his latest memo AI hurtles ahead, as a follow-up to his
04 Mar. 2026 Capula whistleblower suit puts pass-through expense structures in the spotlight [more]
Matthias Knab, Opalesque: Capula's Former US Compliance Chief Refiles Whistleblower Suit in New York State Court A whistleblower lawsuit against $32 billion London-based hedge fund Capula Investment Management has taken a new turn, with the firm's former US Chief Compliance O
02 Mar. 2026 Seven Hills Capital closes second fund [more]
Bailey McCann, Opalesque New York: Seven Hills Capital has reached the first-and-final closing of its oversubscribed sophomore fund, Seven Hills Capital Fund II, L.P., reaching its $235 million hard cap in less than three months. The closing follows the firm's $125 million Fund I raise comple
27 Feb. 2026 SEC charges Madison Capital Funding $900,000 over fair value failures [more]
Matthias Knab, Opalesque: A recent SEC enforcement action serves as a pointed reminder that fair value obligations for investment advisers do not pause during market disruptions - they become more critical. On February 25, 2026, the Securities and Exchange Commission issued an administrative
27 Feb. 2026 Cliff Asness joins live-streamed SEC Roundtable on Private Markets Valuation on March 4 [more]
Matthias Knab, Opalesque: The Securities and Exchange Commission announced it will hold a roundtable on March 4 to discuss private market valuations and responsible retailization. The roundtable will be hosted by the Division of Investment Management from 1 p.m. to 3 p.m. ET at the SEC's
26 Feb. 2026 Man Group posts record AUM of $227.6bn, beats industry inflows by 19.3% and announces AI partnership with Anthropic [more]
Matthias Knab, Opalesque for New Managers: Man Group, the London-listed global alternative investment manager, closed 2025 with assets under management of $227.6 billion - a 35% jump from $168.6 billion at end-2024
24 Feb. 2026 SS&C GlobeOp Forward Redemption Indicator: February 2026 Notifications at 1.79% [more]
Matthias Knab, Opalesque for New Managers: SS&C Technologies Holdings, Inc. (Nasdaq: SSNC) has announced that the SS&C GlobeOp Forward Redemption Indicator for February 2026 measured 1.79%, up from 1.46% in January
23 Feb. 2026 FCA secures convictions against seven influencers for promoting unauthorised Forex scheme [more]
Matthias Knab, Opalesque: Seven social media influencers have been convicted and sentenced at Southwark Crown Court following their promotion of an unauthorised foreign exchange trading scheme - marking a significant escalation in the UK financial regulator's pursuit of illegal financial prom
18 Feb. 2026 Investment manager use of Alternative Data continues to soar [more]
Matthias Knab, Opalesque for New Managers: Investment managers are set to significantly expand their use of alternative data, as it becomes increasingly central to generating alpha and surfacing new investment ideas
13 Feb. 2026 Hedge Fund Capital Movement Index shows highest positive inflows in 15 months [more]
Matthias Knab, Opalesque for New Managers: SS&C today announced the gross return of the
12 Feb. 2026 Crowdedness data may signal rising volatility across global hedge funds [more]
Matthias Knab, Opalesque for New Managers: Global hedge funds experienced volatility in January amid geopolitical headlines, policy shifts, and energy market swings, according to Hazeltree, a leadin
06 Feb. 2026 Broad-Based Sell-Off: Is Crypto Winter making a comeback? [more]
Matthias Knab, Opalesque: Linh Tran, Market Analyst at XS.com, has shared the following analysis: The consecutive decline in Bitcoin, with prices retreating toward the 60,000 USD level, alongside Ethereum falling back to around 1,750 USD, is no longer merely a technical correction following a
04 Feb. 2026 CAZ Investments launches GP stakes fund [more]
Opalesque Industry Update - CAZ Investments, one of the world's 120 largest private equity allocators with more than $11 billion in assets under management and a global network of 8,700 investors across 50 states and 41 countries, today announced the official launch of the CAZ GP Stakes Fund&tra
04 Feb. 2026 FSB warns of financial stability challenges in repo markets [more]
Matthias Knab, Opalesque: Repo markets are critical to the functioning of the global financial system and have been involved in several recent episodes of stress, including the March 2020 dash for cash and September 2022 gilt market episode. Report warns that leverage, demand and supply
04 Feb. 2026 2026 Hedge Fund Outlook: Allocators increase exposure as funds hit their stride [more]
Matthias Knab, Opalesque for New Managers: Hedge funds are experiencing a resurgence in allocator confidence, with institutional investors planning to increase exposure and net inflows accelerating into 2026. Accord
02 Feb. 2026 Blackrock and Partners Group launch multi-alternative SMA [more]
Bailey McCann, Opalesque New York: BlackRock and Partners Group have launched a multi-alternatives SMA. The first-of-its-kind solution includes three outcome-aligned SMAs, positioning financial advisors to better match clients' objectives by efficiently allocating to private markets in a single a
30 Jan. 2026 SEC and CFTC launch joint "Project Crypto" initiative [more]
Matthias Knab, Opalesque for New Managers: SEC Chairman Paul Atkins and CFTC Chairman Mike Selig unveiled Project Crypto on January 29, marking a significant departure from decades of regulatory fragmentation betwee
29 Jan. 2026 SEC Clarifies Regulatory Framework for Tokenized Securities [more]
Matthias Knab, Opalesque for New Managers: The SEC's Division of Corporation Finance, Investment Management, and Trading and Markets issued a comprehensive staff statement on January 28 providing regulatory clar
28 Jan. 2026 Failed crypto projects have surged nearly 4,500x since 2021 [more]
Matthias Knab, Opalesque for New Managers: As of January 2026, there were roughly 9,000 cryptocurrencies listed on crypto exchanges, down 1,500 from the same month a year ago, when their number hit an all-time high
27 Jan. 2026 2026 presents favourable conditions for hedge funds [more]
By Opalesque: According to three separate outlooks for hedge funds in 2026, the year should be positive thanks to dispersion, higher volatility and other opportunities for active management. This may mark the end of the alpha winter, a time to spread one's wings geographically and to take no
26 Jan. 2026 Janus Henderson acquires Richard Bernstein Advisors [more]
Matthias Knab, Opalesque: Janus Henderson Group (NYSE: JHG), a leading global asset manager, today announced it has entered into a definitive agreement to acquire 100% of Richard Bernstein Advisors (RBA), a research-driven, macro multi-asset investment manager. The acquisition positions Janus Hen
23 Jan. 2026 Hedge fund AUM grows by record $642.8bn to pass historic $5 trillion milestone [more]
Matthias Knab, Opalesque: Total global hedge fund industry capital surged above the historic $5 trillion milestone for the first time, with capital jumping for the 9th consecutive quarter in 4Q25 to end the year at a record $5.15 trillion, as reported in the latest HFR Global Hedge Fund Industry
23 Jan. 2026 SEC seeks candidates for membership on the Investor Advisory Committee [more]
Matthias Knab, Opalesque: The Securities and Exchange Commission is seeking candidates for appointment as members of the SEC's Investor Advisory Committee, established pursuant to Section 39 of
22 Jan. 2026 Survey finds asset management industry facing fundraising headwinds and exit delays in 2026 [more]
Matthias Knab, Opalesque for New Managers: Citrin Cooperman's 2026 survey of 300 U.S. asset managers reveals shifting capital sources toward institutions, extended fundraising timelines, and deal-making pause
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