Sun, Nov 8, 2026
A A A
Welcome Guest
Free Trial RSS pod
Get FREE trial access to our award winning publications
Industry Updates

Foldenauer joins Optima Partners as Director

Thursday, January 25, 2024
Opalesque Industry Update - Optima Partners, a leading global regulatory compliance and risk management advisory firm, announced today that Michele Foldenauer, who served as an Senior Securities Examiner and most recently an Exam Manager in the Private Funds Unit of the Securities and Exchange Commission Division of Examinations, for the past 6 years has joined Optima, as a Director.

At Optima, Ms. Foldenauer will focus on the regulatory and compliance needs of hedge funds, private equity funds, registered investment advisers, broker-dealers, and global financial services firms. Optima CEO Jonathan Saxton commented on Ms. Foldenauer's appointment, stating, "Our reputation as a trusted adviser and go-to resource for CCOs and CFOs is essential to our approach and growth. Michele's extensive knowledge and deep experience as a securities regulator are invaluable additions that will significantly contribute to our commitment and enhance the support we provide to our clients. Michele joins our team of highly talented regulatory compliance professionals advising over 1000 clients globally."

Ms. Foldenauer added, I am thrilled to join Optima Partners, a dynamic force in global regulatory compliance. With a commitment to excellence, I look forward to leveraging my regulatory examination expertise to contribute meaningfully to the firm's mission. Together, we will navigate the intricate landscape of compliance, ensuring our clients receive top-notch counsel tailored to their unique needs.

Before joining Optima, as a Senior Securities Compliance Examiner and Exam Manager in the Private Funds Unit (PFU) at the SEC's Miami office, Michele conducted extensive compliance examinations, and presented detailed reports summarizing findings and violations of federal securities laws. Her responsibilities included interfacing with international regulatory bodies as well as advising and mentoring colleagues.

Michele has also previously served as a Securities Compliance Examiner in Chicago, leading teams in complex examinations of investment advisers, investment companies, and private funds. Her expertise includes developing and presenting reports on internal control weaknesses and violations of SEC rules. Michele's diverse background also includes roles at the Florida Office of Financial Regulation, Independent Consulting in Atlanta as a Legal Compliance Consultant, and as an Attorney/Financial Analyst at Boze Capital, Inc.

What do you think?

   Use "anonymous" as my name    |   Alert me via email on new comments   |   
Previous Opalesque Exclusives                                  
Previous Other Voices                                               
Access Alternative Market Briefing

 



  • Top Forwarded
  • Top Tracked
  • Top Searched
  1. Opalesque Exclusive: DACH institutions push alternatives to 32.3% of portfolios as hedge funds make a comeback[more]

    Matthias Knab, Opalesque for New Managers: Institutional investors in Germany, Austria and Switzerland now hold almost a third of their portfolios in alternative investments, and they are more confident than ever in

  2. KRX chief courts CalPERS for bigger bet on Korea[more]

    Korea Exchange Chairman and CEO Jeong Eun-bo held talks with California Public Employees' Retirement System, or CalPERS, to promote greater investment in South Korea's capital markets, the bourse operator announced Wednesday. Jeong met with CalPERS Chief Investment Officer Stephen Gilmore.

  3. 755 Unicorns, $8 Trillion: Fifth Era maps the autonomous digital economy[more]

    Matthias Knab, Opalesque for New Managers: Fifth Era Partners, a specialized asset manager focused on the convergence of Internet, AI/Agentic and Blockchain technologies, has released the findings of its 13th Bia

  4. Opalesque Exclusive: "Enough beta plays" - how Fasanara builds an alpha-only multi-strategy platform[more]

    Matthias Knab, Opalesque for New Managers: Most multi-strategy funds promise diversification. Fewer can explain why their return streams should stay independent when markets turn. In an Opalesque SkillsLab investor

  5. Opalesque Exclusive: Governance, Scale, and Boutique Resilience in a Consolidating Hedge Fund Industry[more]

    Matthias Knab, Opalesque for New Managers: The hedge fund industry has undergone significant consolidation in recent years, with capital increasingly concentrated among large multi-strategy platforms. Yet boutique m