Fri, Nov 6, 2026
A A A
Welcome Guest
Free Trial RSS pod
Get FREE trial access to our award winning publications
Industry Updates

Iron Road Partners taps ex-SEC member for new role

Monday, January 31, 2022
Opalesque Industry Update - Iron Road Partners, a regulatory consulting firm serving the alternatives investment industry, announces the expansion of its team with two hires including a former senior member of the SEC's Private Funds Unit.

Paul McGowan, J.D. joins Iron Road Partners as a Director after 18 years at the Securities and Exchange Commission. Paul served during the Bush, Obama, Trump and Biden administrations.

During his nearly two?€?decade tenure, Paul held various senior roles within the Division of Examinations, the Private Funds Unit and the Division of Enforcement where he assisted and led numerous high?€?profile examinations and investigations of complex alternative investment managers, large broker?€?dealers and Registered Investment Advisers resulting in significant monetary penalties. Paul holds a Juris Doctorate with a Business and Financial Services concentration from Suffolk Law School and a Bachelor of Arts in Economics from Connecticut College. Paul is also a member of the Massachusetts Bar Association. Paul will be based in Boston, Massachusetts and will focus on advising real estate, private equity and hedge fund managers navigating the current regulatory environment.

"Paul's deep experience, outstanding skills, innovative approach and up?€?to?€?date insights into the SEC's regulatory approach will be invaluable to our clients and partners, " said Igor Rozenblit, Partner with Iron Road.

"I'm looking forward to joining the Iron Road team. I'm hopeful that my expertise can bring a fresh perspective to clients tackling real?€?time issues and provide analytical rigor to the industry," said Paul McGowan.

Also joining the team is K.C. Tai as a Consultant. Previously, K.C. was a Director of Compliance at Oppenheimer & Co. where he focused on implementing and administering an investment adviser compliance program in a complex, fast?€?paced, multi?€?product environment. K.C. received a Bachelor of Laws from the National Taiwan University, a Master of Laws from Soochow University and an L.L.M. from Boston University. K.C. will be based in New York. With these two hires, Iron Road Partners remains the only regulatory consulting firm to have former members of the SEC's Private Funds Unit on staff.

"Both Paul and K.C. embody our values of excellence, rigorous analysis and a desire to positively impact our clients. We are thrilled to have them on board," added Igor Rozenblit.

What do you think?

   Use "anonymous" as my name    |   Alert me via email on new comments   |   
Previous Opalesque Exclusives                                  
Previous Other Voices                                               
Access Alternative Market Briefing

 



  • Top Forwarded
  • Top Tracked
  • Top Searched
  1. Opalesque Exclusive: DACH institutions push alternatives to 32.3% of portfolios as hedge funds make a comeback[more]

    Matthias Knab, Opalesque for New Managers: Institutional investors in Germany, Austria and Switzerland now hold almost a third of their portfolios in alternative investments, and they are more confident than ever in

  2. KRX chief courts CalPERS for bigger bet on Korea[more]

    Korea Exchange Chairman and CEO Jeong Eun-bo held talks with California Public Employees' Retirement System, or CalPERS, to promote greater investment in South Korea's capital markets, the bourse operator announced Wednesday. Jeong met with CalPERS Chief Investment Officer Stephen Gilmore.

  3. 755 Unicorns, $8 Trillion: Fifth Era maps the autonomous digital economy[more]

    Matthias Knab, Opalesque for New Managers: Fifth Era Partners, a specialized asset manager focused on the convergence of Internet, AI/Agentic and Blockchain technologies, has released the findings of its 13th Bia

  4. Opalesque Exclusive: "Enough beta plays" - how Fasanara builds an alpha-only multi-strategy platform[more]

    Matthias Knab, Opalesque for New Managers: Most multi-strategy funds promise diversification. Fewer can explain why their return streams should stay independent when markets turn. In an Opalesque SkillsLab investor

  5. Opalesque Exclusive: Governance, Scale, and Boutique Resilience in a Consolidating Hedge Fund Industry[more]

    Matthias Knab, Opalesque for New Managers: The hedge fund industry has undergone significant consolidation in recent years, with capital increasingly concentrated among large multi-strategy platforms. Yet boutique m