Wed, Jul 22, 2026
A A A
Welcome Guest
Free Trial RSS pod
Get FREE trial access to our award winning publications
Industry Updates

DMS Governance launches U.S. regulatory compliance services

Wednesday, November 29, 2017
Opalesque Industry Update - DMS Governance today announced the launch of its U.S. Regulatory Compliance services, designed to support U.S. based investment advisers in improving the quality and increasing the ease of compliance with their regulatory responsibilities.

The DMS' U.S. Regulatory Compliance services offers expert compliance staff and state-of-the-art technology to investment advisers of hedge and private equity funds, registered mutual funds, exchange-traded funds, and other alternative investment products. DMS is recognized globally for its successful, long-term track record and expertise in governance, risk, and compliance within the investment fund industry.

Wade Boylan, Leader, U.S. Regulatory Compliance Services, noted, "Our mission is to partner with U.S. investment advisers to provide (1) strategic advice allowing clients to anticipate and adapt to regulatory compliance developments, (2) robust compliance services to support the day-to-day compliance obligations of investment advisers, and (3) advice on best practices to maintain internal compliance excellence."

William Woolverton, Managing Director of DMS commented: "As the scale of our governance, risk, and compliance platform has increased dramatically over the years, DMS has continued to innovate its product in order to offer its clients easy access to high-quality, consolidated services at fair and reasonable fees."

In addition to U.S. Regulatory Compliance services, DMS currently offers FATCA/CRS, AIFMD, UCITS and MiFID solutions as well as Form PF, CPO/CTA-PQR solutions, Annex IV and customized risk reporting to leading global institutions and emerging managers.

DMS is uniquely positioned within the market, advising not only on regulatory compliance issues, but also acting as a practitioner with regulatory interfaces in multiple global jurisdictions across the largest, most comprehensive and widely adopted platform in the fund industry. This enables DMS to provide clients with practical, real-world perspective and proven solutions.

What do you think?

   Use "anonymous" as my name    |   Alert me via email on new comments   |   
Previous Opalesque Exclusives                                  
Previous Other Voices                                               
Access Alternative Market Briefing

 



  • Top Forwarded
  • Top Tracked
  • Top Searched
  1. Other Voices: Nvidia extraordinary growth and the challenge of sustaining demanding valuations over time[more]

    Antonio Di Giacomo, Senior Market Analyst at XS.com, writes: Nvidia has established itself as one of the most extraordinary growth companies in the global technology sector. Over the past two fiscal years, its revenues have risen from levels close to $60 billion annually to well above $120 billi

  2. Secondaries take center stage: What the 2026 PE landscape means for GPs and investors[more]

    Matthias Knab, Opalesque for New Managers: The 2026 edition of Dechert's Global Private Equity Outlook - "Signs of a Gradual Thaw" - marks a notable shift in industry sentiment. After years of compr

  3. And, finally: Time to share it with the people[more]

    From Newsoftheweird: Leavenworth, Washington, has become a tourist destination because of the Bavarian theme businesses have adopted there, NPR reported. One shop, the Leavenworth Nutcracker Museum, houses the world's largest nutcracker collection, thanks to 101-year-old Arlene Wagner. Wagner sta

  4. Opalesque Exclusive: Private Markets Evergreen Funds - An Insider's View[more]

    Matthias Knab, Opalesque for New Managers: Private Markets Evergreen Funds: What Investors Need to Know Before They Dive In The democratization of private markets is well underway. Structural barriers t

  5. Opalesque Exclusive: Governance, Scale, and Boutique Resilience in a Consolidating Hedge Fund Industry[more]

    Matthias Knab, Opalesque for New Managers: The hedge fund industry has undergone significant consolidation in recent years, with capital increasingly concentrated among large multi-strategy platforms. Yet boutique m