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Alternative Market Briefing

Citadel Securities settles China probe
Tuesday, January 21, 2020

Bailey McCann, Opalesque New York:

Citadel Securities will pay 670 million yuan ($97 million) as part of a settlement with Chinese regulators over alleged trading irregularities in 2015. The settlement was announced by the China Securities Regulatory Commission.

The regulator had been investigating Citadel Securities over what it claimed were potential account and asset management rule violations. According to the CSRC, Citadel Securities has tightened its internal controls in response.

Citadel is alleged to have controlled and used accounts set up by four other firms in 2015. Regulators were investigating whether the way those accounts were used violated account and asset......................

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