Thu, Sep 18, 2014
A A A
Welcome Guest
Free Trial RSS
Get FREE trial access to our award winning publications
Industry Updates

New hire for Concept Capital Markets' institutional sales team

Tuesday, July 31, 2012
Opalesque Industry Update - Concept Capital Markets, LLC has hired a team of seasoned sales professionals to complement its existing institutional sales and trading effort. Joining the firm are Edwin Leon, Scott Klym, Francis Fiolek, Michael Sepe and Peter Walsh. The team will operate from Concept Capital’s office in Greenwich, CT. The group comes to Concept Capital from Rodman & Renshaw, LLC and brings with it a great deal of experience catering to a diverse group of domestic and international institutional investors. The team honed its numerous client relationships over many years and through earlier affiliations with various well known and highly regarded investment firms.

“We are pleased to welcome Edwin, Scott, Francis, Michael and Peter to Concept Capital, and look forward to working with them to deliver to their clients the exceptional execution and operational support they’ve come to expect”, said Robert Moore, Senior Managing Director and Chief Executive Officer of the firm. “This team will complement our firm’s existing institutional sales and trading business that’s been an integral part of our firm’s growth strategy, and help us to develop a more diversified client base”, he added.

Michael Rosen, Senior Managing Director, added “we’re excited for the opportunity to introduce Concept Capital and our capabilities to the clients of our new sales team. Our mission is to deliver custody, execution and clearing, reporting solutions, and operational support that free our clients to focus on their core competencies. Our continued investments to enhance our offering have helped us to win a growing number of new client mandates and sustain a very high client retention rate.”

Press release

bc

What do you think?

   Use "anonymous" as my name    |   Alert me via email on new comments   |   
Today's Exclusives Today's Other Voices More Exclusives
Previous Opalesque Exclusives                                  
More Other Voices
Previous Other Voices                                               
Access Alternative Market Briefing


  • Top Forwarded
  • Top Tracked
  • Top Searched
  1. SEC charges 19 investment firms and one trader for breach of Rule 105[more]

    Benedicte Gravrand, Opalesque Geneva: The Securities and Exchange Commission (SEC) started a push to enhance the enforcement of Rule 105 of Regulation M last year to uncover hedge funds and private equity firms that have illegally participated in an offering of a stock after short selling it duri

  2. Fund managers, bullish on Europe, anticipate monetary policy separation of Fed and ECB[more]

    Komfie Manalo, Opalesque Asia: At least 202 fund managers with $556bn of assets under management said that while the European Central Bank (ECB) has eased its monetary policy that sent sentiments towards Europe to pick up, the Fed is expected to hike its rate in the spring of 2015. Investor

  3. Investors looking at other sources for hedge fund-like returns[more]

    Komfie Manalo, Opalesque Asia: Investors who are always on the lookout for higher gains are looking at alternative sources of income, particularly exchange-traded fund industry that generates hedge fund-like returns, according to

  4. News Briefs - Limited partners of investment managers may be subject to self-employment taxes, Just one week left until NYC's Rocktoberfest[more]

    Limited partners of investment managers may be subject to self-employment taxes On September 5, 2014, the Internal Revenue Service (“IRS”) issued Chief Counsel Advice 201436049, concluding that members of an investment manager were subject to self-employment taxes with respect to their e

  5. Institutions - Adviser's faith in hedge funds unshaken by CalPERS' move Advisers weigh in on CalPERS’ decision, Gina Raimondo sees no reason to follow California’s lead, exit hedge funds, Danish pension funds step up 'alternative investments'[more]

    Adviser's faith in hedge funds unshaken by CalPERS' move From WSJ.com: Financial advisers who use hedge funds in their clients' portfolios say they aren't rethinking that approach after a huge California pension fund announced plans to exit the hedge-fund market. The decision by the Cali