09.03.2026 SEC fines Canaccord Genuity $20m for failing to file 150 suspicious activity reports
Matthias Knab, Opalesque:

The U.S. Securities and Exchange Commission (SEC) has ordered Canaccord Genuity LLC to pay a $20 million civil penalty after finding the broker-dealer failed to file approximately 150 suspicious activity reports (SARs) related to its equity trading businesses over a three-year period from February 2019 through March 2022.

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