| 02.07.2025 Opalesque Exclusive: SEC issues final judgments against LJM traders and firms over misleading risk disclosures |
| Matthias Knab, Opalesque: The U.S. Securities and Exchange Commission has secured final judgments against Anthony Caine and Anish Parvataneni, two traders involved in managing options-based hedge fund strategies at LJM Funds Management, Ltd. and LJM Partners, Ltd. The SEC alleged that both individuals, along with their firms, misled investors about the risks of a "net-short volatility" |