| 02.05.2025 NFA proposes new guidance on AP supervision |
| By Opalesque: On April 21, 2025, the National Futures Association (NFA) submitted an interpretive notice to the CFTC that establishes minimum standards for NFA members' supervision of Associated Persons (APs). This guidance affects NFA Compliance Rules 2-9(a) and (d), 2-36(e), and 2-51(d) and could become effective imminently. Global law firm K&L Gates has just released a US Asset Manag |
| Article source: https://www.klgates.com/NFA-Proposes-Guidance-on-Diligent-Supervision-of-Associated-Persons-4-30-2025 - Opalesque is not responsible for the content of external internet sites |