| 20.06.2023 Pimco to pay $9m penalty over disclosure and fee waiving failures |
| B. G., Opalesque Geneva: The U.S. Securities and Exchange Commission (SEC) said that registered investment adviser Pacific Investment Management Company LLC (PIMCO) would pay $m9 million to settle two enforcement actions. In the first action, the SEC found that, from 2014 to 2016, PIMCO failed to disclose material information to investors concerning the use by PIMCO Global StocksPLUS & Inco |