| 31.10.2022 Other Voices: SEC finalises major changes to investment company advertisement rules |
| By: Jon-Luc Dupuy, Abigail P. Hemnes, Marguerite W. Laurent, and Cal J. Gilmartin, from U.S. law firm K&L Gates. On 26 October 2022, the Securities and Exchange Commission (SEC) adopted final rule and form amendments (the Final Rules) representing major reforms to: 1) shareholder reports for open-end mutual funds and exchange-traded funds (ETFs) registered on Form N-1A; and 2) advertisem |