| 29.12.2021 Other Voices: SEC proposes new swaps rules |
| By: Margaret Blake, from law firm Jones Day . On December 15, 2021, the SEC proposed three rules under the Securities Exchange Act to address misconduct and promote transparency in the security-based swaps markets. The proposed rules would expand the scope of antifraud rules, prohibit certain attempts to influence an SBS dealer's chief compliance officer, and require disclosure of certain |
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