23.07.2021 Other Voices: SEC changes dollar threshold for qualified clients
By: Manas Kumar, Eileen Overbaugh

What You Need To Know:

Effective August 16, 2021, the Assets-Under-Management Test will increase to $1.1 million, and the Net Worth Test will increase to $2.2 million.

On June 17, 2021, the U.S. Securities and Exchange Commission issued an order (SEC Order) adjusting the dollar thresholds by which investors are considered qualified clients pursuant to Se

Print