11.02.2021 Other Voices: Congress restores and codifies expansive SEC fines authority
By: Catherine Botticelli , Anthony S. Kelly, Eric Auslander, Dennis Lawson and Lindsay E. Ray

Overriding a presidential veto, Congress on January 1, 2021 enacted the William M. (Mac) Thornberry National Defense Authorization Act (NDAA) for Fiscal Year 2021. In part, the NDAA restored significant enforcement powers to the Securities and Exchange Commission that recently had been limited through

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