02.12.2019 Opalesque Exclusive: Proskauer report highlights SEC examination and enforcement trends for private fund managers
Bailey McCann, Opalesque New York:

A new report from law firm Proskauer suggests that SEC examinations of investment managers are on the rise. The regulator has also updated its priorities concerning enforcement, insider trading and rulemaking initiatives.

According to the report, the SEC's Office of Compliance Inspections and Examinations (OCIE) was very active this year, a trend that

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