| 07.11.2019 SEC pitches huge advertising and cash solicitation rules overhaul |
| Laxman Pai, Opalesque Asia: The U.S. Securities and Exchange Commission (SEC) voted to propose a set of amendments meant to modernize the advertising rules and restrictions applying to advisers under the Investment Advisers Act. According to SEC Chair Jay Clayton, the proposed amendments are intended to update the advertising rules to reflect changes in technology, the expectations of invest |
| Article source: https://www.sec.gov/news/press-release/2019-230 - Opalesque is not responsible for the content of external internet sites |