| 12.03.2019 Other Voices: Hong Kong's SFC puts hedge funds under the microscope with complexity rule |
| By: Rory Gallaher, Deacons Under the revised Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission, which is scheduled to come into effect on 6 April 2019, intermediaries must determine whether a product they are selling is a complex product. If a product is a complex product, an intermediary cannot sell it to an individual investor, whether a profes |
| Article source: https://communications.deacons.com/12/1387/march-2019/20190308-fspg-client-alert.asp?sid=6e494e66-e51d-4cbc-9444-0008ba87dd0a# - Opalesque is not responsible for the content of external internet sites |