| 06.09.2011 Opalesque Exclusive: Large trader reporting requirements adopted by SEC |
| By Beverly Chandler, Opalesque London: July 26th saw the SEC voting unanimously to adopt new rules to implement a system that enables the SEC to monitor large traders’ trading activity through a requirement that broker-dealers record large traders’ activity and report it to the SEC upon its request. In a report from K&L Gates written by Mark D Perlow and Yusef Alexandrine, the authors exp |
| Article source: http://www.klgates.com/sec-adopts-large-trader-reporting-requirements-09-02-2011/ - Opalesque is not responsible for the content of external internet sites |