| 16.08.2010 Other Voices - Ten key considerations for SEC registration |
| This article was authored by William Mulligan, CEO of HedgeOp Compliance, LLC: With the signing of the Dodd-Frank Wall Street and Consumer Protection Act, fund advisors need to determine not only IF they are required to register but WHEN they are truly qualified. Fund advisors need to set in motion the proper processes in order to be compliant before they actually commence with registration. R |