| 14.12.2009 Opalesque Exclusive: HK-based fund officers are urged to have stricter internal controls in place to avoid stiff penalties from regulators - Deacons |
| From Christine Gaylican, Opalesque Asia : Failure of internal controls or inadequate supervision implemented by company officers have resulted to a recent spate of enforcement cases slapped by the state-run regulator Hong Kong Securities and Futures Commission (HK-SFC) on company officers, said Deacons Financial Services, a Hong Kong-based financial information services provider. Dea |