Wed, Apr 26, 2017
A A A
Welcome Guest
Free Trial RSS
Get FREE trial access to our award winning publications
Industry Updates

Rothstein Kass publishes “Should I Go With the Flow Into Liquid Alts?”

Wednesday, March 19, 2014
Opalesque Industry Update - Rothstein Kass (www.rkco.com), a leading professional services provider to the financial services industry, today announced the release of an article titled “Should I Go With the Flow Into Liquid Alts?” The piece, published by the Rothstein Kass Institute, the firm’s industry think tank, outlines a set of important questions and critical considerations to help guide alternative investment managers through the decision-making process when considering a move into the growing liquid alternatives market. The article is designed to help private fund managers determine whether a registered product is right for them, while providing tips on how to best implement their strategy if they decide to make the move.

“As regulatory requirements change, many private fund managers are looking to the retail space as way to tap new assets and new investors but the move isn’t right for everyone,” said Frank Attalla, principal, Rothstein Kass. “In this paper, our goal was to outline key questions, considerations and best practices to help managers make smarter decisions about what’s best for their businesses both today and in the long-term. We want to stress the importance of looking at all the information objectively before following the flow into liquid alts.”

This special-edition article poses numerous questions with critical implications for private fund managers weighing the move into the retail product space. Some of the areas covered include: the impact a registered product might have on their existing private fund business, how particular strategies will translate in the retail space, distribution considerations and challenges, operational and compliance implications, as well as tax and reporting requirements. The article also explores the change in mindset for managers moving from the private fund business into the retail space.

“In the article we talk about everything from reporting requirements and track record portability to manager commitment and mindset,” said Marc J. Wolf, principal, Rothstein Kass. “This is a real change from a business standpoint. While many managers research all the operational and compliance components some simply aren’t prepared for the mental shift it requires to report to a board. The numbers don’t lie—there’s a lot of opportunity in the liquid alts space, but managers have to be committed to the move if they’re going to be successful. We hope this paper helps managers make smarter decisions and, ultimately, makes the move a little easier.”

The special publication also provides managers with a chart to quickly compare registered funds and private funds in many key areas, including filing requirements, organizational structure, capital raising and more. A copy of the article is available here.

Press Release

BM

What do you think?

   Use "anonymous" as my name    |   Alert me via email on new comments   |   
Today's Exclusives Today's Other Voices More Exclusives
Previous Opalesque Exclusives                                  
More Other Voices
Previous Other Voices                                               
Access Alternative Market Briefing

 



  • Top Forwarded
  • Top Tracked
  • Top Searched
  1. Alternative asset firm YieldStreet surpasses $100m of loans funded in less than 8 quarters[more]

    Komfie Manalo, Opalesque Asia: Alternative asset investment platform YieldStreet reported that it has surpassed $100m in loans funded in less than eight quarters from accredited investors and single family offices. YieldStreet was founded by Milind Mehere and Michael Weisz. In a

  2. Investing - Investor appetite for high-growth IPOs to be tested, Apollo boosts fund's stock allowance for 'diamonds in the rough', Hedge funds uncertain over outlook for Hargreaves Lansdown[more]

    Investor appetite for high-growth IPOs to be tested From FT.com: The US listings market is poised for a busy week with deals that will test investors' appetite for high-growth - but lossmaking - companies. Eight new listings are scheduled for this week, the most since October of 2016,

  3. Hedge funds holding Puerto Rico bonds are looking at a long battle[more]

    Komfie Manalo, Opalesque Asia: Hedge funds which bought Puerto Rico's distressed debt bonds are facing the prospect of a long road ahead to recover their investments as the Caribbean island is attempting to use a U.S. Congress-approved rule that allows it to exploit a bankruptcy-like proceedings

  4. Other Voices: "Winner-take-all" dynamics and hedge fund investing[more]

    A growing stream of thinking in microeconomics is the concept of "winner-take-all" dynamics. The idea seems simple. A combination of networking economics and classic economies of scale creates situations where there are just a few dominant firms or economic agents who are able to capture significant

  5. Investing - How Chipotle's comeback attracted big data robots and value investors alike[more]

    From Forbes.com: When William Ackman's ailing hedge fund Pershing Square Capital Management bet $1 billion on shares in Chipotle Mexican Grill beginning in July 2016, the stakes couldn't have been higher. Pershing Square was reeling from what would eventually be a near $4 billion loss in drugmaker V