Mon, Jul 28, 2014
A A A
Welcome Guest
Free Trial RSS
Get FREE trial access to our award winning publications
Opalesque Radio

Navigate the Changing Regulatory, Legal and Tax Landscape
Radio Feature 99: Sona Blessing in conversation with Guenther Dobrauz
 
Tuesday, May 06, 2014
radio Guenther Dobrauz is a Director, Technical and Markets Leader, Regulatory & Compliance Services, at PwC Zurich.
In this podcast, Guenther shares insights on onshore and offshore fund and asset management vehicle structuring, Swiss Financial Market Supervisory Authority (FINMA) licensing of asset managers, banks and securities dealers, registration of funds for public distribution in Switzerland, lifecycle management of investment products, on-shoring of off-shore funds, wrapping alternative investment strategies as UCITS IV, Master-Feeder funds, solutions for asset managers facing new regulations such as AIFMD and the recent revision of the Swiss Collective Investment Schemes Act.

 Download this feature as MP3 (54.77 MB)

 
Listen to the complete feature
Navigate the Changing Regulatory, Legal and Tax Landscape

Duration: 23:56 

  logo

Or listen to selected sub-features
  • Q1 - What are the criteria that a fund manager, advisor, distributor needs fulfil to be compliant with the Swiss Collective Investment Schemes Act, AIFMD? Which entities require a licence from FINMA?

    Duration: 05:45 


  • Q2 - How are, will Swiss-based AIFMs acting as advisors to offshore management entities be affected?

    Duration: 01:14 


  • Q3 - What are the steps involved, the expected cost and time required to in obtain a license from FINMA?

    Duration: 04:37 


  • Q4 - What are the new rules that apply to distributors?

    Duration: 02:34 


  • Q5 - How will this regulation impact a manager’s competitiveness - fund’s performance?

    Duration: 02:54 


  • Q6 - Which entities, managers, advisors, distributors might benefit from being domiciled in the EU, EEA, overseas territories such as Cayman Islands, Dubai, Singapore etc.

    Duration: 03:14 


  • Q7 - What are the tax implications of adhering to this regulation?

    Duration: 01:37 


  • Q8 - Despite this regulation, what could be the opportunities for Swiss-domiciled managers, advisors, distributors, investors?

    Duration: 02:01 



Radio Link
  • Top Forwarded
  • Top Tracked
  • Top Searched
  1. Events – AIMA Australian Hedge Fund Forum, Sept. 16, Sydney[more]

    AIMA Australia invite you to join us at our annual Hedge Fund Forum on Tuesday 16th September 2014 at the Sofitel Sydney Wentworth. The AIMA Australian Hedge Fund Forum is a non-profit hedge fund conference organised by the industry for the industry, featuring quality Australian and internation

  2. Opalesque Roundtable: Success in hedge fund marketing not linked to performance, but investor appetite[more]

    Komfie Manalo, Opalesque Asia: Success in marketing a fund is not linked to the performance, but to investor appetite, to the way you can market the fund, and to how much time you can spend to raise assets, said Antoine Rolland, the CEO of incubator and seeding firm

  3. Opalesque Exclusive: Loeb, Grantham cite growing economic concerns in letters[more]

    Bailey McCann, Opalesque New York: Hedge fund manager Daniel Loeb, head of Third Point, and Jeremy Grantham of Grantham, Mayo, Van Otterloo & Co. have both released their quarterly investor letters today. While news is positive on some fronts, and both men see pockets of opportunity, they also h

  4. Investing – Hedge funds expect Netflix earnings to catapult forward, Third Point's Loeb takes stakes in Fibra Uno, YPF, Royal DSM, Lake Capital in talks to back Engine Group[more]

    Hedge funds expect Netflix earnings to catapult forward From Investing.com: Netflix has made major strides forward in 2014 despite ongoing battles with the FCC and cable companies over the issue of net neutrality. The FCC has now received over 500,000 comments from the public on its pend

  5. Hedge fund manager Winton Capital making headway with long-only strategy[more]

    From PIonline.com: North American investors are helping Winton Capital Management Ltd. make progress — albeit slowly — toward its founder's goal of becoming a $100 billion company. The firm's ticket to quadrupling its assets under management is unlikely to be one of its scientifically designed manag