| 10.01.2012 Opalesque Exclusive: Social media offers investment advisers easy interaction with investors, but SEC raises compliance conerns |
| Bailey McCann, Opalesque New York The Securities and Exchange Commission (SEC) issued two alerts at the end of last week concerning the use of social media for investors and investment advisers. The alerts are the first in what is likely to become a growing regulatory framework governing the use of social media outlets around investments. Social media is here to stay. However, for financia |
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