21.12.2011 Opalesque Exclusive: Similarities in Form PF and ESMA guidance may signal emergence of global finance regulatory framework
Bailey McCann, Opalesque New York

In late October 2011, the SEC adopted Form PF, a form designed to provide systemic risk information to the new Financial Stability Oversight Council, formed through the Dodd-Frank bill. Just a few weeks later, in November, the European Securities and Markets Authority (ESMA) published its final report containing technical advice to the European Commission on t

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