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Islamic Finance Briefing - Categorized | Compliance, Tax, Legal, Regulatory, Finance more

DFSA gets tough with violators

Posted on 05 March 2009

From Business24-7.ae: The Dubai Financial Services Authority (DFSA) implemented two enforcement actions in 2008 involving financial penalties of about a million dollars and the suspension of one firm.

In its annual report released yesterday, the regulator of the Dubai International Financial Centre said it initiated proceedings in the DIFC Court against Shuaa Capital International and Shuaa Capital to enforce compliance in an accusation involving the manipulation of DP World’s stock price on Nasdaq Dubai on March 31….. Full Article: Source

 
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